Summary
Senior Level (CAO) Leadership Position with a Premier Asset Management Firm supporting a BDC entity!
Company Information:
The firm is a leading global alternative asset manager that specializes in investing in credit, equity, and real assets, managing funds for institutional and individual investors.
Job Description:
- Financial Reporting: Oversee the preparation and presentation of the fund’s financial statements in accordance with U.S. Generally Accepted Accounting Principles (GAAP), Securities and Exchange Commission (SEC) regulations, and the 1940 Act.
- Regulatory Compliance: Ensure the fund adheres to the regulatory requirements under the Investment Company Act of 1940, including compliance with applicable SEC rules and regulations, tax laws, and any other relevant local or international regulations.
- Accounting Operations: Work with the fund’s internal accounting teams to ensure the accuracy and completeness of financial records.
- Audit & Controls: Oversee the external audit process, working closely with auditors and providing all necessary documentation and data. Continually monitor and enhance SOX/internal controls to prevent errors and safeguard the fund’s financial assets.
- Valuation of Assets and Liabilities: Ensure accurate valuation of the fund’s portfolio, including investments, debt and derivatives, as well as other financial instruments, as well as compliance with applicable pricing and valuation policies.
- Risk Management: Work closely with compliance and risk management teams to identify, assess, and mitigate financial and operational risks.
- Investor Reporting: Collaborate with internal sales, marketing and product support teams to ensure integrity of data and reporting, including performance metrics and other relevant financial disclosures.
Requirements / Qualifications:
*10-15 Years of BDC Fund Accounting Experience Required
*SEC Reporting Experience Required
*CPA Required
*NYC 3x Per Week
*Base Salary: Up to $300K and Total Compensation up to $550,000
