Broker Dealer Finance & Accounting Associate

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Seeking a Broker Dealer to join a top financial services company’s accounting team!

Company Information:
  • Financial services company
  • $60 Billion in AUM
  • 1,700 employees

Job Description:

Seeking a hardworking, driven individual to join our accounting team. The role offers opportunities to collaborate with several teams within the company, including Trading, Operations, Technology, Legal/Compliance and Treasury and play an active role in the firm’s accounting process.

  • Research and analyze the accounting/finance impacts that arise from the firm’s new business initiatives or strategies
  • Perform analysis on various new accounting pronouncements
  • Contribute to the month-end close process and maintenance of internal books and records
  • Assist in the production of financial regulatory filings and calculation of regulatory net capital
  • Collaborate with technology teams to work on process enhancements through automation
  • Prepare schedules for tax filings
  • Collaborate closely with the team, auditors and administrator to streamline the audit process
  • Support in the preparation of the annual financial statement schedules and footnotes
  • Identify areas for operational improvements and establish efficiencies and enhanced reporting

Requirements / Qualifications:
  • 4-6 years of public and/or private experience in broker dealers and/or hedge funds; broker dealer experience preferred
  • Bachelor’s degree with a strong academic record required; CPA license preferred
  • Self-motivated, collaborative, ability to work independently
  • Excellent communication skills, both written and verbal
  • Self-awareness, maturity and irreproachable integrity
  • Excellent organizational skills required
  • Strong attention to detail
  • Series 27 license is a plus

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