Chief Compliance Officer

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Leading Cryptocurrency Fund seeking Controller!

Company Information:

• Leading FinTech firm in NYC
• Backed by very stable parent company
• Great culture, young and fast paced environment
• Offer digital brokerage services, electronic private market place, and blockchain product development
• Brand new gorgeous office in Financial District
• Generous vacation packages and sick time
• Kitchen stocked with breakfast and snacks, plus regular company lunches
• Casual work environment, jeans and t-shirts in the office
• Flexible work schedule/work from home policy
• Professional development and technical training

Job Description:

• Role is the CCO for the retail side of the business
• Deep understanding of the retail side of a bank or broker dealer
• Experience with private placements or investment contracts for new products
• Execute on the retail side of a broker dealer
• Execute general compliance functions

Requirements / Qualifications:

• 10+ years of experience
• Strong Excel skills
• Retail bank/prime broker experience
• Series exams (active or inactive ok)
• Self-starter, good analytical and communications skills, excellent problem solving ability, and ability to work with various levels of management.
• Ability to multi task, follow through and meet deadlines within tight time frames

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