Filters | Clear All Recently ViewedFilters Keyword Search × Location × California Connecticut New Jersey New York New York City – NY North Carolina Texas Position Location Posted No Jobs FoundWe're sorry, but we don't currently have any opportunities that match your criteria. Please adjust your filters and try another search. Happy hunting! Equity Derivatives- IPV/Pricing Temp-PermNorth Carolina11/07/2019× – Responsibilities :Perform & Supervise the IPV (Independent Price Verification) processes on equity derivative productsComplete responsibility in submissions of IPV quotes to Markit consensus servicesAnalyze and explain the outputs, identify drivers for variance, and publish the results to a broader audience (FDMs, Desk,MRM).Produce and perform quality checks for monthly price testing process for the Regional Business that is supported.Ensure quality commentary on the Global and Regional Summaries & religiously maintain IPV Tolerance breach registersUnderstand the reserves amount on the basis the IPV process and justify the same.Developing strong relationships with product control, risk management and quantitative departments on valuation and modeling issues.Discussing price testing results, fair value and model reserves, general modeling issues / uncertainties with front office and reporting on suitability for specific products / marketsReporting and MIS pack presentation for senior management, Front Office, Risk Management and Finance.Use pricing platforms to perform pricing, checks and simulations on IPV prices as a part of the IPV process.Significant involvement in ad-hoc projects / investigations and co-ordinate in the activities of the team.Ensure completion/adherence of activity as per standard procedure/key operating procedure.Ensure quality/quantity of processing of deliverables from the team is maintained as per the SLA.Escalate all issues in time, to the appropriate level, to avoid any adverse impact on the business.Qualifications:Experience in the Rates Products valuations or T+1 Pnl in relevant asset classes.Would have hands on experience with Bloomberg or Reuters in key markets data sets & using pricing functions.Must have strong hands-on experience with MS Excel financial functions and experience in writing macros.Ideal if experienced in VBA and any development in an oriented object language like C, C++ etc. Learn More... Submit Resume Transaction Reporting AnalystConnecticut11/06/2019× Responsibilities:Assignments requiring financial modeling and analysis that will entail learning the intricacies of the firm's investment program.Maintain intricate Excel models that are substantial in size and require sharp attention to detail.Perform checks and reconciliations to ensure the accuracy and completeness of the information reported.Prepare and distribute existing reports and create new insightful reports and dashboards. Annual SEC reports (ex: Form ADV and form PF).Treasury and FRBNY compliance reports.EU compliance reports.This person will also be involved with the consistent updating of portfolio investment and investor data needed for compliance reporting.Qualifications:Bachelor’s degree required (preferably in Finance, Accounting, or Economics)Advanced Excel skills (i.e. lookups, pivot tables, complicated equations, etc.)Python and VBA – a plusGreat analytical skills for reportsDeadline orientated in a fast-paced environmentAbility to maintain confidentiality of sensitive information.Team player with strong interpersonal skillsStrong written and oral communication skills Learn More... Submit Resume Corporate Compliance AttorneyNew York11/06/2019× Responsibilities:Assist with the coordination with Head Office to ensure that New York Branch Corporate Compliance policies and procedures are consistent with regulations and requirements of the Head Office.Provide advisory services to the first line of defense and input into existing or new products/services, transactions, operations and new customers, as well as potential control measures to address identified risks.Ongoing development, maintenance, and execution of the Branch’s Vendor Risk Management program.Execute regular monitoring of Branch business lines, products, operations and administrative departments within the Branch to ensure compliance with internal policies and procedures, applicable supervisory guidelines and adequacy of operational and systems controls related to the Corporate Compliance program.Develop and track appropriate key risk indicators (KRIs) and key performance indicators (KPIs) that enable the assessment of the operating effectiveness of the Corporate Compliance program, including indicators that reflect adherence to the Bank’s risk appetite framework.Assist in the design and execution of the Corporate Compliance Risk Assessment at the New York Branch as appropriate, including assessment by business line, services and products and customer segment.Respond promptly to internal audit questions or findings and regulatory requests relating to corporate compliance issues and implement internal and external audit points together with any corporate compliance issues raised by external regulators.Stay current with changes in corporate compliance and related laws and regulations and communicate trends or relevant information to New York Branch management and Head Office.Review and assist in developing and conducting, as appropriate, Corporate Compliance training for the other lines of defense within the New York Branch.Prepare, submit for approval, and file any responses to Internal Audit and/regulatory inquiries relating to Corporate Compliance or any corporate compliance related reports that may be required.Qualifications:Juris Doctorate degree.Previous experience with corporate compliance management.Ability to discuss Corporate Compliance issues and related remediation measures with management.Proven ability to accomplish high-level objectives in the context of annual business and compliance plans.Good managerial, communications, analytical, organizational, project management and planning skills.Takes initiative to operate in a dynamic, unstructured environment to create protocol and implement process.Bilingual in Mandarin (written and spoken) is a preferred trait. Learn More... Submit Resume Executive Administrative AssistantNew Jersey11/04/2019× Responsibilities:Scheduling meetings, travel, itineraries Preparing expense vouchers.Preparing spreadsheets and presentations for meetings.Draft responses for supervisor’s review on routine and non-routine correspondence.Performs considerable coordination and follow through with internal and external contacts.Will receive and communicate sensitive and confidential information.Qualifications:Advanced capabilities in Microsoft Word, Excel, PowerPoint, Access, or Lotus Notes.Previous experience as primary support to executive level management.Deadline orientated in a fast-paced environmentAbility to maintain confidentiality of sensitive information.Team player with strong interpersonal skillsStrong written and oral communication skills Learn More... Submit Resume Risk Assessment ConsultantNew York11/04/2019× Responsibilities:Assist in executing the Annual BSA/AML and Economic Sanctions / Corporate Compliance Risk Assessments Aid in the enhancement of the existing risk assessment framework and reporting processAssist develop strategies for mining and incorporating data into the risk assessmentsWork with the business and compliance partners to collect information necessary for assessing risks and controlsEstablish and maintain a broad knowledge of business and the regulatory framework in which the firm operatesEnsure the alignment of local policies and procedures with the global policy and ensure the timely escalation of any identified gaps to management.Work with Risk Officers and other stakeholders of the branch in executing the risk assessment to enhance policies and procedures and ensure implementationDiscuss risk assessment findings and action plans at oversight senior management meetingsReview, enhance, and finalize existing policies, procedures and processes to ensure compliance with US and non-US AML laws and regulations, regulatory guidance and evolving best practices.Identify areas of enhancements across the AML and Economic Sanctions teams and Corporate Compliance Department and produce impactful changesAssist in the preparation of updates and presentations to regulators and senior managementQualifications:Prior AML and Economic Sanctions Risk Assessment experience at a major financial institutionExperience with Risk Assessment methodologiesStrong understanding/knowledge of AML statutes and regulatory requirements, and industry practiceAdvanced to Expert Excel knowledge and capabilities with Macro experienceStrong level of comfort with data analysis, merging of large data sets from multiple sourcesCapable of executing a range of complex tasks and analysesStrong knowledge of wholesale lending business and the financial sectorStrong analytical skillsStrong written and verbal communication skills for creating risk reports and analysis based on data seriesStrong organizational, planning and project management skillsAbility to think strategically, along with the business and compliance. Learn More... Submit Resume Product ManagerNew Jersey11/01/2019× Responsibilities:Leading a Product Management team on multiple projectsDefine and own the accounting product story and the future of delivering Aladdin’s capabilitiesPartner with Aladdin engineers to craft and deliver accounting and performance solutions for the Aladdin communityBe a market structure expert – stay attuned and be ahead of industry, market, and technology trends to create opportunitiesQualifications:Knowledge of accounting treatment for investment instruments and the impact to financial statementsUnderstanding of front, middle, and back office integration touch pointsUnderstanding of product and software development lifecyclesExperience interacting with product stakeholders, including end users and software developersUnderstanding of accounting system architectures and core componentsMust have asset management experience in Middle Office and have derivative product knowledgeIn depth understanding of investment accounting and performance reporting cycles, operational processes, and workflows Learn More... Submit Resume Fixed Income Portfolio AccountantNew York10/25/2019× Responsibilities:This role will provide operations support services to our fixed income ATS trading units.Will be part of a team that covers all necessary functions in conjunction with middle office support from account opening thru clearing and settlement.This role will require individuals that are able to work independently as well as part of a cohesive team across the enterprise to satisfy internal and external stakeholders.Daily processes will include performance of all trade reconciliations, account documentation, customer support and new business integration.Qualifications:Bachelor’s Degree Finance or related fields3 or more years of experience to join our team on fixed income clearing and settlementFail management, including TMPG claims, reconciliations including p&l, nostros, and depository accountsPrime brokerage account set ups and processingCorporate actions including P&I payments and CMO refactor processing.Due bill processingAll facets of trade allocating including CTM, Oasys, and FIX connection Learn More... Submit Resume SwapDealer Onboarding AnalystNew York10/24/2019× ResponsibilitiesEngage internal and external clients to help facilitate the onboarding and maintenance processes.Coordinate client / counterparty onboardings across multiple functions / units – Front Office, Compliance, AML, Operations, Legal and Tax, amongst others – all in a high pressure / time-sensitive environment.Ensure onboarding requests are completed within expected timeframes. Ensure that assigned client maintenance activities are acted upon in a timely manner.Review bank agreements, legal documents, and other paperwork for completeness and accuracy.Leverage accumulated wisdom to make determinations regarding document applicability in the risk control process, where documents are atypical or uncommon.Assess / assign risk classifications to clients / counterparties expanding their business, as well as those incoming; where applicable, remediate KYC profiles due to changes in risk factors.Assist in delivering training related to the account opening process.Undertake renewal due diligence on existing clients / counterparties to ensure identification of changes in risk profile, including reputational and operational risk factors.Participate in think-tank discussions concerning KYC / AML / Dodd-Frank / FATCA policy and desktop procedure updates.Assist in the maintenance of Client Onboarding Desktop Procedures to ensure that the onboarding / client maintenance process is documented, transparent, consistent, sustainable and effective.Participate in design and testing of enhancements to client due-diligence databases, reports and systems.Supporting management in its tactical / strategic initiatives re onboarding applications / other systems.Working closely with Compliance, Tax, Legal and other teams to render policies / procedures more transparent and commercial, all while preserving risk control strength.Qualifications:4+ years experienceSwap Dealer experience which strong understand of swap dealer rules and regulationsStrong knowledge of Dodd Frank TITLE VII (7)Setting up ISDA’s, etc. Learn More... Submit Resume Internal Auditor – ITNew York10/23/2019× Responsibilities:Execute IT Governance Control TasksPerform IT control effectiveness assessmentHelp automating IT governance controls and control assessment processesManage Audit requests and communication with auditorsQualifications:3+ years of IT audit experience (Financial industry preferable)Strong verbal and written communication skillsStrong interpersonal skillsGood work ethic Learn More... Submit Resume Junior Treasury AnalystNew York10/23/2019× Responsibilities:Coordinating with Tax and Legal departments for relevant documents and KYC related informationEnsuring account opening agreements are in-line with company policyInitiate wire transfers for the private equity fundsInitiate FX transactions for foreign office fundingAssist with check depositsResponsible for preparing journal entriesAssist with bank reconciliationsQualifications:Treasury and Accounting experience preferredBS in Business, Accounting or FinanceExcellent computer skills, including advanced ExcelExcellent communication skillsMust be detail oriented, quality conscious with the ability to multi-task in a fast-paced environmentSelf-starter with excellent anticipation skills Learn More... Submit Resume Senior Business AnalystNorth Carolina10/16/2019× Responsibilities:Serve as customer-proxy on the development team, responsible for creating initial Epics and user stories that clearly describe the functional and non-functional requirementsResponsible for analyzing and documenting functional system requirements to accompany user storiesFacilitate requirements-gathering sessions with SMEs from the functional units using standard techniques such one-on-one or group interviewsResponsible for maintenance and production support of all features developed, including incident management and defect triage/prioritizationLead demo's for stakeholdersPartner with operational groups during the deployment planning for new systems, including prep for training, communication, marketing, production validation, and benefits realizationCreate acceptance criteria for all users storiesDevelop other business analysis artifacts such as business rules or process flows to clarify requirementsAttend all Agile ceremonies, including Daily Standups, Sprint Planning, Grooming and RetrospectivesConfirm development and QA sprint team members have a clear understanding of the business vision and need during sprint ceremoniesProxy for business by answering business questions and resolving related issuesDemo completed code to business customers to confirm business need was satisfiedCreate and review documentation required for production release and supportQualifications:Bachelor’s degree in statistics, mathematics, engineering, computer science, physics, economics, or related quantitative disciplineExperience in fraud/risk management or product development within banking, financial services, or related industryExperience in a business analysis type role with increasing levels of responsibilityExperience with both waterfall and Agile Scrum methodologies Excellent understanding of the business and stakeholder needsProven experience in translating strategy into tactical executionExpert communication skills, able to indirectly influence others, and collaborates in insightful problem solving Learn More... Submit Resume Sign Up for Alerts
