Director, Regulatory Reporting

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Summary

A top global alternative-asset manager is seeking a Director of Regulatory Reporting—offering a rare opportunity to drive reporting excellence and influence emerging regulatory standards across the industry. Step into a high-impact role where you’ll partner with senior stakeholders, shape accounting policy, and lead a talented team in a fast-growing, collaborative environment.

Company Information:

A preeminent global alternative-asset manager headquartered in New York, overseeing over $100 billion in assets under management as of 2025.

Job Description:
  • Partner directly with client stakeholders to advise on regulatory treatment, statutory conclusions, and capital implications for assets under management.
  • Ensure all statutory filings and sub-ledger activity are accurately recorded in line with applicable statutory accounting standards, including the complete and proper preparation of regulatory schedules, footnotes, and disclosures.
  • Oversee all NAIC Securities Valuation Office (SVO) filings and ensure securities are submitted in accordance with the NAIC Purposes and Procedures Manual.
  • Evaluate and recommend statutory accounting policies for new and evolving investment structures.
  • Lead the implementation of statutory accounting changes and coordinate closely with Compliance, Legal, Accounting Policy, Operations, Client Relations, Data Management, and Front Office teams.
  • Perform technical accounting research on emerging pronouncements; actively participate in ACLI, NAIC, and RBC discussions on investment-related guidance and capital standards, and monitor ongoing regulatory developments.
  • Validate and test regulatory updates within the accounting system to ensure accurate application and system compliance.
  • Collaborate with Portfolio Managers on inquiries, review NAIC rating changes, and perform in-depth analysis of NAIC 6-designated securities.
  • Serve as a Subject Matter Expert on Statutory Principles-Based Bond Definitions, supporting internal teams and external partners on complex regulatory issues.
  • Lead, mentor, and develop both onshore and offshore investment accounting professionals, fostering technical expertise and high performance.
Requirements / Qualifications:
  • 10+ Years of Regulatory Reporting Experience around US STAT, NAIC Guidance, & PBBD
  • Can be from a Bank, an Insurance Firm, a Fund, or a Consulting/Big 4 Firm
  • 3x a week in either NYC, CT, or CA

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