Summary
Join a fast-growing platform at the center of the structured credit and asset-backed finance space, with direct exposure to senior leadership including the CFO. If you’re ready to build and shape a SOX program from the ground up at a firm on the rise, we’d love to hear from you.
Company Information:
A rapidly growing global investment firm providing structured credit and asset-backed finance solutions, backed by a leading alternative asset manager.
Job Description:
- Maintain and update SOX documentation, including scoping analyses, process narratives, flowcharts, and risk control matrices
- Support the annual SOX scoping and risk assessment process, identifying significant accounts, disclosures, and in-scope processes
- Support management in evaluating the design and operating effectiveness of controls, identifying gaps and recommending enhancements
- Evaluate the impact of new systems, processes, or organizational changes on internal controls over financial reporting (ICFR)
- Prepare documentation to support management’s conclusion on ICFR effectiveness and SEC executive certifications
- Serve as primary liaison between control owners and internal/external auditors
- Drive standardization and continuous improvement of the SOX program
Requirements / Qualifications:
- 4+ years of Public or Internal Audit experience
- SOX experience required
- CPA or CIA preferred, not required
- In-office 4x per week in NYC
